
Role purpose:
To ensure efficient identification and monitoring of emerging risks as well as management of current risks and report instances of non-compliance to the Compliance Manager. Advise the Compliance Manager on the adequate course of action in specific risks.
Key accountabilities and decision ownership:
• Conduct a sample review of M-Pesa opened accounts and sample review of tier upgraded accounts,
• Compile risk related reports ;
• Report/ escalate any emerging risks to the Compliance Manager;
• Conduct periodic compliance reviews on relevant legislations and relevant Policy requirements;
• Stakeholder management i.e. Sales, the Backoffice, Human Resources, Finance and Marketing etc;
Core competencies, knowledge and experience:
• Minimum of 3 years’ experience in financial services environment (compliance reviews and issue remediation is an advantage);
• Accountable and eager to learn and improve current risk environment;
• Must have analytical skills and attention to detail;
• Ability to work with minimum supervision;
• Strong written and verbal communication skills (fluency in English is an advantage).
Must have technical / professional qualifications:
• Bachelor’s degree in Economics, Law, Finance, Audit, Management or related field;
• Certification in AML to be completed;
APPLY